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We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

After months of anticipation, the U. S. Treasury Department issued final regulations implementing the Customer Identification Program (CIP) requirements of the USA PATRIOT Act on April 30. Credit ...

The NERC Critical Infrastructure Protection (CIP) Version 5 standards which address the security of cyber assets essential to the reliable operation of the North American bulk electric system become ...

NERC CIP Awareness & Training is being offered by Global Training Solutions Inc. of Mississauga, Ontario Canada. Programs available include interactive E-learning, classroom and Poster and Newsletter ...

Modern customer identification regulations are not only outdated, but actually contribute to a rise in identity crimes. New threats posed by identity fraud today have made the federal Customer ...

A: On Dec. 12, 2016, the SEC issued a no-action latter in response to a request from SIFMA addressing when and how a broker-dealer can rely on an investment advisor to perform some or all of its ...