On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted, on a 3-2 vote, 1 amendments to Form PF requiring certain current event reporting for Large Hedge Fund Advisers (as defined ...
On July 23, 2014, the Securities and Exchange Commission (“SEC”) adopted final rules governing money market funds in a release adopting amendment to Rule 2a-7 under the Investment Company Act of 1940 ...
The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...
Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...
As the deadline fast approaches for Form PF to be filed with the Securities and Exchange Commission — August 29 for hedge funds with more than $5 billion in regulated assets — hedge fund managers ...